Peter Gratton, M.A.P.P., Ph.D., is a New Orleans-based editor and professor with over 20 years of experience in investing, risk management, and public policy. Peter began covering markets at Multex ...
On April 25, 2024, the U.S. Department of Labor (the “DOL”) finalized a collection of regulatory changes in its ongoing quest to update the definition of a “fiduciary” under ERISA and Section 4975 of ...
As was noted last week, this past January the Securities and Exchange Commission (SEC) proposed amendments to the Exchange Act and the definition of an Exchange as well as Regulation ATS (Alternative ...
Reviewed by Michael J BoyleFact checked by Vikki VelasquezReviewed by Michael J BoyleFact checked by Vikki Velasquez Regulation CC is one of the banking regulations set forth by the Federal Reserve.
The US Department of Justice (DOJ) issued a proposed regulation on Friday that would update the definition of “firearm” to close a regulatory loophole regarding unmarked firearms, known as “ghost guns ...
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