Virtu, a large market maker, to pay $2.5 million SEC fine over client trading data

Virtu Financial will pay a $2.5 million fine to settle U.S. Securities and Exchange Commission accusations the large market ...

SEC halts review of highly leveraged ETF plans, citing risk exposures

The U.S. securities market regulator has paused the review of proposals for new highly leveraged exchange-traded funds from several fund managers and sought more clarity on the risks tied to the ...

Virtu to Pay $2.5 Million in SEC’s Client Trade Data Access Case

Market-making giant Virtu Financial Inc. will pay the SEC more than $2 million to resolve an enforcement action over policy ...

SEC warns Direxion, ProShares, and Tidal, stalling new leveraged ETF launches

The US Securities and Exchange Commission has issued a wave of warning letters to some of the country's top providers of ...

SEC Halts High-Leveraged ETF Plans in Warning Over Risks

The US Securities and Exchange Commission has issued a flurry of warning letters to some of the country’s most prolific ...

Grow IPOs by Shrinking Disclosures, Says SEC’s Atkins

Atkins said the SEC should consider raising the size threshold, above which public companies must file the full disclosure ...