The new interpretations address moving an offering between intermediary platforms; issuer eligibility where Exchange Act reporting has ended; how the 12 month crowdfunding offering cap is measured; ...
Regulation G mandates that federally-insured banks disclose agreements with nongovernmental parties per the Community ...
Margaret Ryan reiterated the commission’s focus on fraud but says she’s more concerned about the impact of cases than “chasing numbers.” ...
Margaret Ryan pushes back on criticism while Paul Atkins faces questions over crypto case dismissals and Trump family ...
Broker/dealer advocates are pressing Securities and Exchange Commission Chair Paul Atkins on what they claim is the agency’s enforcement approach to “shoot first and ask questions later,” a practice ...
Lawmakers question SEC's reduced crypto actions under Paul Atkins while he defends the agency’s efforts to maintain market integrity.
As the SEC moves closer to fully reopening along with other parts of the federal government, wealth management groups are calling for policies to end what they deem "regulation by enforcement." ...
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