The Securities and Exchange Commission’s proposals to modernize its regulation of fund use of derivatives and leverage again increase the scope and complexity of the responsibilities of investment ...
WASHINGTON Federal regulators proposed setting minimum capital levels that banks and other firms that trade derivatives must hold as a cushion against risk. The Securities and Exchange Commission ...
Robert Evans III, Stanley Keller, Eugene McDermott Jr. Derivative actions play an important role in policing corporate insider conduct and compliance by directors and controlling stockholders with ...
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